Statutes rules and forms oct 12 2017 statutes securities act of 1933 securities exchange act of 1934 trust indenture act of 1939 sarbanes oxley act of 2002 dodd frank wall street reform and consumer protection act of 2010 jumpstart our business startups act of 2012 rules rules regulations and schedules under the securities act exchange act and trust indenture act forms . Regulation s k is a prescribed regulation under the us securities act of 1933 that lays out reporting requirements for various sec filings used by public companies companies are also often called issuers issuing or contemplating issuing shares filers entities that must file reports with the sec or registrants entities that must register usually shares with the sec
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